Seymour R. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seymour Robert Feldman was a registered financial professional .
Seymour is a previously registered financial professional and started their career in finance in 1963. Seymour had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 1994 - September 7, 2000
JWGENESIS SECURITIES, INC.
June 15, 1988 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 15, 1988 - June 3, 1988
PRIORITY SECURITIES, INC.
January 16, 1986 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.
June 10, 1985 - January 14, 1986
FIRST HERITAGE CORPORATION
June 1, 1974 - June 10, 1985
FIRST FLORIDA SECURITIES, INC.
January 11, 1974 - July 5, 1974
GLOVER AND COMPANY, LTD.
May 8, 1963 - May 22, 1974
CONSOLIDATED SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/15/1960
Registered Representative ExaminationCurrent Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
