Robert Sedillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Sedillo JR, who also goes by Robert Sedillo, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2011 - May 23, 2014
TD AMERITRADE, INC.
July 11, 2011 - May 23, 2014
TD AMERITRADE, INC.
July 11, 2011 - May 23, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 13, 2008 - January 5, 2010
CETERA INVESTMENT SERVICES LLC
February 8, 2008 - January 5, 2010
CETERA INVESTMENT SERVICES LLC
August 2, 2007 - February 15, 2008
IFMG SECURITIES, INC.
August 2, 2007 - February 15, 2008
IFMG SECURITIES, INC.
March 9, 2005 - August 10, 2007
DFC INVESTOR SERVICES
March 9, 2005 - August 10, 2007
DFC INVESTOR SERVICES
January 2, 2003 - February 10, 2005
INVEST FINANCIAL CORPORATION
January 2, 2003 - February 10, 2005
INVEST FINANCIAL CORPORATION
January 28, 2002 - December 31, 2002
NATIONAL PLANNING CORPORATION
December 19, 2000 - December 31, 2002
NATIONAL PLANNING CORPORATION
October 9, 1990 - May 10, 1999
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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