Gary R. Lucas

ALLIED INVESTMENT ADVISORS LLC

Billings, MT 59102

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CRD#: 2059364

Professional summary

Gary Robert Lucas, who also goes by Gary R. Lucas, is a registered financial advisor currently at ALLIED INVESTMENT ADVISORS LLC located in Billings, Montana.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gary has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary R. Lucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) AKL, LLC, Member. Legal entity established to own the Allied Investment Advisors office building. Non-investment related. Start date = March 2016. Spends less than 5% of time on activity and no time during trading hours. (2) Start date= 7/2020 Managing Member of Lucas Family Properties, LLC. Personal real estate investments. Non investment related. Spends less than 5% of time each month and no time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Lucas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2011 - Present

ALLIED INVESTMENT ADVISORS LLC

Office #1: 3409 Transtech Way Suite A, Billings, MT 59102

RIA

CRD#: 159103

Billings, MT

Past

December 1, 2008 - February 23, 2012

DMKC ADVISORY SERVICES, LLC

RIA

CRD#: 145112

BILLINGS, MT

Past

March 11, 2003 - December 3, 2008

INVESTMENT MANAGEMENT GROUP

RIA

CRD#: 122166

BILLINGS, MT

Past

September 18, 2000 - July 12, 2002

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Past

June 21, 1990 - October 19, 1998

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(12/5/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

Current Firm

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

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Contact information

Main Address

3409 Transtech Way Suite A, Billings, MT 59102

Mailing Address

Phone number

(406) 839-2037

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 1,134,563,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary R. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Lucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMKC ADVISORY SERVICES, LLC

INVESTMENT MANAGEMENT GROUP

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

ALLIED INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1994

Series 63

Date: 7/7/1990

Series 7

Date: 6/16/1990

Current Firm

ALLIED INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIED INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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