Mark S. Burns
Professional summary
Mark Steven Burns, who also goes by Mark S Burns, Mark Steven Burns, is a registered financial professional currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Steven Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2024 - Present
ULTIMUS FUND DISTRIBUTORS, LLC
Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246February 25, 2021 - June 30, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 6, 2017 - November 19, 2020
FORESIDE FUND SERVICES, LLC
March 3, 2014 - May 4, 2017
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 4, 2011 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
May 22, 2001 - March 8, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 20, 1999 - April 23, 2001
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 8, 1998 - June 21, 1999
NEUBERGER BERMAN BD LLC
April 7, 1992 - April 18, 1994
CHARLES SCHWAB & CO., INC.
November 12, 1990 - July 8, 1991
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177Cincinnati, OH 45246TRUST BUT VERIFY
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