Stephen P. Gilmartin
Professional summary
Stephen Patrick Gilmartin, who also goes by Steve Gilmartin, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Patrick Gilmartin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008November 16, 2015 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
May 5, 2015 - December 10, 2015
KFM SECURITIES, INC.
February 20, 2015 - May 5, 2015
BENJAMIN & JEROLD BROKERAGE I, LLC
January 30, 2014 - February 18, 2015
W.A. CAPITAL MARKETS
July 28, 2009 - February 3, 2014
DERMOTT W. CLANCY CORP.
October 1, 1998 - July 29, 2009
MORGAN KEEGAN & COMPANY, LLC
April 15, 1994 - May 27, 1994
JOHN D. MCKEOWN & CO., INC.
March 4, 1993 - May 17, 1993
PURCELL GRAHAM INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
FINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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