John P. Wypiszinski

WIARA INVESTMENT MANAGEMENT

Menasha, WI 54952

Some features on this profile are disabled

CRD#: 2059190

Professional summary

John Paul Wypiszinski is a registered financial advisor currently at WIARA INVESTMENT MANAGEMENT, LLC located in Menasha, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Wypiszinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2009 - Present

WIARA INVESTMENT MANAGEMENT, LLC

Office #1: 806 Valley Road, Suite 14, Menasha, WI 54952

RIA

CRD#: 151324

Menasha, WI

Past

May 1, 2000 - February 12, 2007

WEALTH MANAGEMENT LLC

RIA

CRD#: 109074

APPLETON, WI

Past

April 16, 1999 - November 19, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 5, 1997 - March 22, 1999

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

February 21, 1997 - August 21, 1997

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

May 31, 1994 - February 26, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 28, 1990 - May 29, 1992

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/29/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/1997

General Securities Principal Examination

Current Firm

WIARA INVESTMENT MANAGEMENT, LLC

CRD#: 151324 / SEC#:

Louisiana

Registered Investment Advisory firm - (12/31/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/28/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

806 Valley Road, Suite 14, Menasha, WI 54952

Mailing Address

Phone number

(920) 733-5200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 1,987,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Oscar Maldonado

ALLSTATE FINANCIAL SERVICES, LLC

SYLMAR, CA

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Brandon Hendricks

HORTER INVESTMENT MANAGEMENT, LLC

IAR

Columbus, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John P. Wypiszinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Wypiszinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

WIARA INVESTMENT MANAGEMENT, LLC

WEALTH MANAGEMENT LLC

SUNAMERICA SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

HARBOUR INVESTMENTS, INC.

SECURITIES AMERICA, INC.

KEMPER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2009

Series 63

Date: 7/26/1990

Series 7

Date: 12/29/1990

Series 6

Date: 6/23/1990

Series 24

Date: 12/22/1997

Current Firm

WIARA INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WIARA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors