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HF

Henry Abraham Feldman Jr

CRD# 205888·Registered 1969 - 2009
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry Abraham Feldman JR was a registered financial advisor. Henry was a previously registered financial advisor and started their career in finance 1969 - 2009. Henry had worked at 9 firms and has passed the Series 66, Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years registered in the securities industry

Current & Past Employments

Past

CONCORD ASSET MANAGEMENTPast·CRD# 126111
RIA
Chicago, IL
April 19, 2004 - September 23, 2009
MFD DISTRIBUTOR, LLCPast·CRD# 44930
BD
Scottsdale, AZ
January 12, 2004 - October 31, 2007
CONCORD INVESTMENT COMPANYPast·CRD# 107955
RIA
Chicago, IL
October 25, 1997 - January 29, 2004
CONCORD ASSET MANAGEMENTPast·CRD# 126111
RIA
Chicago, IL
January 23, 2004 - January 23, 2004
CONCORD SERVICES L.L.C.Past·CRD# 8085
BD
Chicago, IL
January 16, 1980 - January 30, 2003
FELDMAN SECURITIES GROUP L.L.C.Past·CRD# 39385
BD
August 14, 1997 - October 7, 1998
FELDMAN SECURITIES GROUP L.L.C.Past·CRD# 39385
BD
Chicago, IL
September 24, 1996 - October 7, 1998
BANC SECURITIES, INC.Past·CRD# 28471
BD
October 8, 1991 - March 5, 1992
HUTCHINSON, FOX, INC.Past·CRD# 7391
BD
August 24, 1977 - February 24, 1981
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
June 20, 1973 - September 10, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.Past·CRD# 572
BD
March 25, 1969 - June 3, 1973

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Current Firm

CA
CONCORD ASSET MANAGEMENT

CONCORD ASSET MANAGEMENT | CONCORD HOLDINGS, LLC | CONCORD ASSET MANAGEMENT, LLC | CONCORD ASSET MANAGEMENT LLC

CRD#: 126111 / SEC#: 801-61970

Contact Information

Main Address

150 South Wacker Drive Suite 3200, Chicago, IL 60606

Documents

Latest Form ADV

Part 2 Brochures

CONCORD ASSET MANAGEMENT DISCLOSURE BROCHURE (10/3/2014)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Mar 1969

Series 40 — Registered Principal Examination

Passed Nov 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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