Henry A. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Abraham Feldman JR was a registered financial advisor .
Henry is a previously registered financial advisor and started their career in finance in 1969. Henry had worked at 9 firms and has passed the Series 66, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2004 - September 23, 2009
CONCORD ASSET MANAGEMENT
January 23, 2004 - January 23, 2004
CONCORD ASSET MANAGEMENT
January 12, 2004 - October 31, 2007
MFD DISTRIBUTOR, LLC
October 25, 1997 - January 29, 2004
CONCORD INVESTMENT COMPANY
August 14, 1997 - October 7, 1998
FELDMAN SECURITIES GROUP L.L.C.
September 24, 1996 - October 7, 1998
FELDMAN SECURITIES GROUP L.L.C.
October 8, 1991 - March 5, 1992
BANC SECURITIES, INC.
January 16, 1980 - January 30, 2003
CONCORD SERVICES L.L.C.
August 24, 1977 - February 24, 1981
HUTCHINSON, FOX, INC.
June 20, 1973 - September 10, 1977
CITIGROUP GLOBAL MARKETS INC.
March 25, 1969 - June 3, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/21/1969
Registered Representative ExaminationSeries 40
Date: 11/9/1977
Registered Principal ExaminationCurrent Firm
CONCORD ASSET MANAGEMENT
CRD#: 126111 / SEC#: 801-61970
Contact information
Red Flags
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