Bonnie G. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Georgette Miller, who also goes by Bonnie Georgette Jones, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1990. Bonnie had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2013 - November 14, 2016
FIRST ASSET FINANCIAL INC.
January 8, 2007 - December 31, 2012
MWA FINANCIAL SERVICES INC.
November 29, 2006 - December 31, 2012
MWA FINANCIAL SERVICES INC.
July 12, 2005 - November 30, 2006
AFS BROKERAGE, INC.
April 30, 2004 - June 30, 2005
GENEOS WEALTH MANAGEMENT, INC.
April 30, 2004 - June 30, 2005
GENEOS WEALTH MANAGEMENT, INC.
June 27, 2003 - May 4, 2004
UNITED SECURITIES ALLIANCE, INC.
June 27, 2003 - May 4, 2004
UNITED SECURITIES ALLIANCE, INC.
August 30, 1999 - June 27, 2003
CETERA ADVISORS LLC
September 26, 1995 - June 27, 2003
CETERA ADVISORS LLC
October 11, 1991 - September 26, 1995
RELIASTAR FINANCIAL MARKETING CORP.
July 16, 1990 - October 14, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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