TH
Timothy H. Holt
MADISON AVENUE SECURITIES
Atascadero, CA 93422
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CRD#: 2057790
TH
Professional summary
Timothy Harold Holt is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Atascadero, California.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/2006 OWNER; PRESERVATION CAPITAL GROUP, LLC.; SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES; 80% OF TIME; INVESTMENT RELATED: YES; FROM 4401 EL CAMINO REAL SUITE A, ATASCADERO CA 93422. 2) 10/2000 OWNER; VALUE HEALTH & LIFE INSURANCE SERVICES (SUBSIDIARY OF PRESERVATION CAPITAL GROUP, LLC.); SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES; 10% OF TIME; INVESTMENT RELATED: YES; FROM 4401 EL CAMINO REAL SUITE A, ATASCADERO CA 93422. 3) 11/2010 OWNER; P.C. INCOME TAX SERVICES; TAX PREP SERVICE COMPANY; TAX PREP SERVICES PERFORMED BY CPAS; 1% OF TIME; INVESTMENT RELATED: NO; FROM 4401 EL CAMINO REAL SUITE B, ATASCADERO CA 93422. 4) 02/2009 CONSULTANT; REFER CLIENTS TO ADVANCED ESTATE PLANNING CONSULTANT; RECEIVE REFERRAL FEES; 1% OF TIME; INVESTMENT RELATED: NO; FROM 4401 EL CAMINO REAL SUITE A, ATASCADERO CA 93422. 5) NAME: ELIZABETH JENKINS EDUCATION TRUST; INV RELATED: NO; ADDRESS: 4401 EL CAMINO REAL SUITE A, ATASCADERO, CA 93422; NATURE: EDUCATION TRUST FOR NAMED FAMILY MEMBERS; POSITION: WILL DISTRIBUTE FUNDS TO THE BENEFICIARIES AS THEY QUALIFY FOR FUNDS; START DATE: 07/17/2019; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: LESS THAN 1; DUTIES: TRUSTEE WILL MANAGE ASSETS AND DISTRIBUTE TO KIDS AS THEY ATTEND AND GRADUATE FROM COLLEGE 6) NAME: AMERICAN RED CROSS; INVESTMENT RELATED; NO; ADDRESS: 225 PRADO RD #A, SAN LUIS OBISPO, CA 93401; NATURE OF THE BUSINESS; HELP PEOPLE AND COMMUNITIES IN DISASTERS; POSITION: DISASTER ACTION TEAM; HOURS PER WEEK: 0-12 HOURS; START DATE: 8/9/2025
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Harold Holt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Harold Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4401 El Camino Real Suite A, Atascadero, CA 93422RIA
BD
CRD#: 23224
Atascadero, CA
Current
March 24, 2006 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4401 El Camino Real Suite A, Atascadero, CA 93422RIA
BD
CRD#: 23224
Atascadero, CA
Past
September 6, 2011 - April 14, 2019
PRESERVATION CAPITAL GROUP
RIA
CRD#: 139466
ATASCADERO, CA
Past
June 13, 2006 - August 22, 2011
PRESERVATION CAPITAL GROUP
RIA
CRD#: 139466
ATASCADERO, CA
Past
March 24, 2006 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
RIA
CRD#: 137461
ATASCADERO, CA
Past
August 28, 1997 - March 29, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ATASCADERO, CA
Past
December 8, 1995 - March 29, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ATASCADERO, CA
Past
June 21, 1990 - December 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/1/2012)
RR
California(3/24/2006)
IAR
California(3/25/2009)
RR
Colorado(8/22/2018)
RR
Florida(8/8/2022)
RR
Georgia(8/10/2022)
RR
Hawaii(5/2/2012)
RR
Idaho(6/8/2015)
RR
Indiana(7/2/2018)
RR
Missouri(3/24/2006)
RR
Montana(8/22/2018)
RR
Nevada(3/16/2015)
RR
New Mexico(6/4/2013)
RR
Ohio(8/31/2018)
RR
Oregon(11/15/2017)
RR
Texas(9/16/2019)
RR
Utah(9/13/2017)
RR
Virginia(12/11/2013)
RR
Washington(3/24/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
