KR
Kevin P. Rex
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CRD#: 2057430
KR
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Phillip Rex, who also goes by Kevin Phillip Rex, Kevin Rex, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1990. Kevin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kevin Phillip Rex | Kevin Rex
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Rex Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (2) Summit Financial, LLC: Investment Related. 4 Campus Dr., Parsippany, NJ 07054. Financial Advisor, Investment Advising and Financial Planning; Start 9/2018. 160hrs/mo, all during trading hours. (3) Shelter Bay Condo Association-Not investment related-Member on the board of the condo association of Shelter Bay (primary residence)-Shelter Bay, 1225 River Rd, Edgewater, NJ 07020-Condo Association Board-Vice-President-11/2018-4 hrs/mth-0 during trading hrs-Participate in the board meetings regard governance of the Shelter Bay Condo Association. (4) Rex Global LLC. Investment Related. 3101 S. Ocean Drive, Hollywood, FL 33019. Advisory Business, Managing Member. Receiving investment advisory fees. Sell 10% to Summit Growth Partners for equity in SGP.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 3, 2019 - May 7, 2024
SUMMIT FINANCIAL, LLC
RIA
CRD#: 299322
PARSIPPANY, NJ
Past
September 19, 2018 - April 9, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Parsippany, NJ
Past
June 13, 2002 - September 20, 2018
SUMMIT FINANCIAL RESOURCES INC
RIA
CRD#: 104990
PARSIPPANY, NJ
Past
June 5, 2002 - December 27, 2018
SUMMIT EQUITIES, INC.
RIA
CRD#: 11039
PARSIPPANY, NJ
Past
August 24, 1990 - September 19, 2018
SUMMIT EQUITIES, INC.
BD
CRD#: 11039
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SUMMIT FINANCIAL, LLC
ADVOCUS PRIVATE WEALTH | WEINERMAN WEALTH MANAGEMENT | WEALTHPLAN ADVANTAGE | VARDHAN WEALTH MANAGEMENT | THE PRIVATE CLIENT GROUP | THE JASKOL GROUP | THE EXECUTIVE WEALTH GROUP | TANISTRY WEALTH MANAGEMENT | SUMMIT FINANCIAL, LLC | SRM PRIVATE WEALTH | SOUTHEAST FINANCIAL GROUP | SILVERTREE, LLC | SALVO WEALTH GROUP | REX GLOBAL WEALTH MANAGEMENT | RETHINKWEALTH | RADIANCE PRIVATE WEALTH | PARSONS BROACH FINANCIAL SERVICES | PANOPTIC WEALTH ADVOCATES | ORACLE PRIVATE WEALTH ADVISORS | NOLAN WEALTH MANAGEMENT | NATIONAL WEALTH ADVISORS, INC. | NASHVILLE PRIVATE WEALTH MANAGEMENT | MRK WEALTH ADVISORS | MIDWAY WEALTH PARTNERS | MEEDER WEALTH MANAGEMENT | LPWM GROUP | LPF FINANCIAL ADVISORS | LIFETIME WEALTH MANAGEMENT, LLC | LEROY WEALTH MANAGEMENT GROUP | LANDSDOWNE PRIVATE WEALTH MANAGEMENT | KYROS PRIVATE WEALTH | IVY WEALTH MANAGEMENT | IVY WEALTH ADVISORS | HERITAGE WEALTH PARTNERS | GREAT LAKES PRIVATE WEALTH | GRANDVIEW SQUARE FINANCIAL | GORDON ASSET MANAGEMENT, LLC | GLOBAL FINANCIAL PARTNERS, LLC | GENEX CONSULTING | GATEWAY ADVISORY, LLC | GARRETT, PERKINS & HORTON ADVISORY PARTNERS | EVEREST CONSULTANTS, LLC | ESSEX WEALTH MANAGEMENT | DULWORTH JASKOL | DOUGLAS ROYCE ADVISORY GROUP, LLC | CROW FINANCIAL ADVISORS | CONWAY WEALTH | CLU WEALTH ADVISORS LLC | CLARITY CAPITAL PARTNERS | CANON CAPITAL WEALTH MANAGEMENT | BRAD WERNER & COMPANY | BOCA RATON PRIVATE WEALTH MANAGEMENT | BFG WEALTH | ARMSTRONG ADVISORS | ARGOSY WEALTH MANAGEMENT LLC
CRD#: 299322 / SEC#: 801-114377
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SUMMIT FINANCIAL, LLC
ADVOCUS PRIVATE WEALTH | WEINERMAN WEALTH MANAGEMENT | WEALTHPLAN ADVANTAGE | VARDHAN WEALTH MANAGEMENT | THE PRIVATE CLIENT GROUP | THE JASKOL GROUP | THE EXECUTIVE WEALTH GROUP | TANISTRY WEALTH MANAGEMENT | SUMMIT FINANCIAL, LLC | SRM PRIVATE WEALTH | SOUTHEAST FINANCIAL GROUP | SILVERTREE, LLC | SALVO WEALTH GROUP | REX GLOBAL WEALTH MANAGEMENT | RETHINKWEALTH | RADIANCE PRIVATE WEALTH | PARSONS BROACH FINANCIAL SERVICES | PANOPTIC WEALTH ADVOCATES | ORACLE PRIVATE WEALTH ADVISORS | NOLAN WEALTH MANAGEMENT | NATIONAL WEALTH ADVISORS, INC. | NASHVILLE PRIVATE WEALTH MANAGEMENT | MRK WEALTH ADVISORS | MIDWAY WEALTH PARTNERS | MEEDER WEALTH MANAGEMENT | LPWM GROUP | LPF FINANCIAL ADVISORS | LIFETIME WEALTH MANAGEMENT, LLC | LEROY WEALTH MANAGEMENT GROUP | LANDSDOWNE PRIVATE WEALTH MANAGEMENT | KYROS PRIVATE WEALTH | IVY WEALTH MANAGEMENT | IVY WEALTH ADVISORS | HERITAGE WEALTH PARTNERS | GREAT LAKES PRIVATE WEALTH | GRANDVIEW SQUARE FINANCIAL | GORDON ASSET MANAGEMENT, LLC | GLOBAL FINANCIAL PARTNERS, LLC | GENEX CONSULTING | GATEWAY ADVISORY, LLC | GARRETT, PERKINS & HORTON ADVISORY PARTNERS | EVEREST CONSULTANTS, LLC | ESSEX WEALTH MANAGEMENT | DULWORTH JASKOL | DOUGLAS ROYCE ADVISORY GROUP, LLC | CROW FINANCIAL ADVISORS | CONWAY WEALTH | CLU WEALTH ADVISORS LLC | CLARITY CAPITAL PARTNERS | CANON CAPITAL WEALTH MANAGEMENT | BRAD WERNER & COMPANY | BOCA RATON PRIVATE WEALTH MANAGEMENT | BFG WEALTH | ARMSTRONG ADVISORS | ARGOSY WEALTH MANAGEMENT LLC
CRD#: 299322 / SEC#: 801-114377
RIA
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Contact information
Main Address
4 Campus Drive, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 285-3600
Established
Firm type
Fiscal year end
# of Employees
353
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,079 |
| AUM (Assets Under Management) | $ 14,959,048,272 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 10/25/2024 | ||
| 12/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
