Robert S. Fischgrund

CBIZ FINANCIAL SOLUTIONS

Kansas City, MO 64112

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CRD#: 2057414

Professional summary

Robert Simon Fischgrund, who also goes by Bob Fischgrund, is a registered financial advisor currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Kansas City, Missouri and CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Kansas City, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Fischgrund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A PORTION OF TIME IS DEDICATED TO PROVIDING INVESTMENT RELATED SERVICES FOR CBIZ IAS, AN AFFILIATE OF THE BROKER-DEALER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Simon Fischgrund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2004 - Present

CBIZ FINANCIAL SOLUTIONS, INC.

Office #1: 700 West 47th Street Suite 1100, Kansas City, MO 64112

RIA

CRD#: 16678

Kansas City, MO

Current

August 14, 2017 - Present

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Office #1: 700 W 47th Street Suite 1100, Kansas City, MO 64112

RIA

CRD#: 286002

KANSAS CITY, MO

Current

May 2, 2005 - Present

CBIZ FINANCIAL SOLUTIONS, INC.

Office #1: 700 West 47th Street Suite 1100, Kansas City, MO 64112

RIA

CRD#: 16678

Kansas City, MO

Past

May 24, 2010 - May 26, 2011

CBIZ WEALTH MANAGEMENT, LLC

RIA

CRD#: 153785

CLEVELAND, OH

Past

January 27, 2000 - May 2, 2005

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LEAWOOD, KS

Past

August 20, 1999 - May 2, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

April 11, 1999 - December 31, 2003

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

LEAWOOD, KS

Past

November 21, 1990 - May 19, 1994

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

May 23, 1990 - August 20, 1999

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/11/2006)

Arkansas
(1/8/2007)

California
(5/2/2005)

Colorado
(8/7/2006)

Georgia
(6/29/2005)

Iowa
(5/4/2005)

IAR

Kansas
(1/2/2004)

Kansas
(5/4/2005)

Massachusetts
(11/26/2007)

Missouri
(5/5/2005)

IAR

Missouri
(3/22/2013)

Nebraska
(5/12/2005)

New Jersey
(11/21/2007)

Ohio
(8/13/2008)

Texas
(5/5/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

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Contact information

Main Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Mailing Address

Phone number

(216) 447-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CBIZ IAS BROCHURE NO WRAP (3/27/2025)

THE CBIZ INR WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,658
AUM (Assets Under Management)	$ 10,491,932,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Fischgrund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Simon Fischgrund's CRS (Customer Relationship Summary).

Certified licenses

Experience

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ WEALTH MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

CBIZ FINANCIAL SOLUTIONS, INC.

CARILLON INVESTMENTS, INC.

BMA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CBIZ INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/1997

Series 63

Date: 7/6/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/22/1990

FINRA

Current Firm

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CBIZ INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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