Robert S. Fischgrund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Simon Fischgrund, who also goes by Bob Fischgrund, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2017 - June 2, 2026
CBIZ INVESTMENT ADVISORY SERVICES, LLC
May 24, 2010 - May 26, 2011
CBIZ WEALTH MANAGEMENT, LLC
May 2, 2005 - June 2, 2026
CBIZ FINANCIAL SOLUTIONS, INC.
January 2, 2004 - June 2, 2026
CBIZ FINANCIAL SOLUTIONS, INC.
January 27, 2000 - May 2, 2005
NATIONAL PLANNING CORPORATION
August 20, 1999 - May 2, 2005
NATIONAL PLANNING CORPORATION
April 11, 1999 - December 31, 2003
CBIZ FINANCIAL SOLUTIONS, INC.
November 21, 1990 - May 19, 1994
CARILLON INVESTMENTS, INC.
May 23, 1990 - August 20, 1999
BMA FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,850 |
| AUM (Assets Under Management) | $ 12,762,169,497 |
Red Flags
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