MK
Mark A. Kemp
MCNALLY FINANCIAL SERVICES
Corpus Christi, TX 78414
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CRD#: 2057200
MK
Professional summary
Mark Alan Kemp is a registered financial advisor currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Corpus Christi, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - KEMP FINANCIAL SERVICES (DBA), TIME SPENT 100%, OWNERSHIP 100% 2 - KEMP FINANCIAL SERVICES - INSURANCE SALES AND ANNUITY MARKETING, TIME SPENT 20%, OWNERSHIP 100% 3 - The Cross of Corpus Christi - not investment related, no office, non-profit group to raise monies to build a 200 foot cross in Corpus Chriti, start date 7/13/21. A few hours per month to prepare a financial statement on the funds raised. 2 hours per month. 4 - G.G. Kemp LLC - Inherited LLC in August 2013. I am a member of this LLC. The LLC was established to participate in oil and gas wells and revenues were to be shared with family members. The wells have been depleated, shut down in 2021 and we have been trying to close the LLC since 2022. There are currently no business activities involved in this LLC. Zero hours, business or normal, are devoted to this activity. 5 - MNK Holdings LLC - The LLC is a real estate limited partnership estabilshed in October 2016 and rents office space, and storage space for cars, boats and RVs. Passive rental income is received from this LLC. I am a member of this LLC. Zero hours, business or normal, are devoted to this activity as my wife manages the LLC. The address is 5941 Patton Street, Corpus Christi, TX 78414.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Kemp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Kemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2018 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 5941 Patton Street, Corpus Christi, TX 78414RIA
BD
CRD#: 121196
Corpus Christi, TX
Current
April 5, 2010 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 5941 Patton Street, Corpus Christi, TX 78414RIA
BD
CRD#: 121196
Corpus Christi, TX
Past
April 25, 2008 - November 16, 2009
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CORPUS CHRISTI, TX
Past
February 11, 1999 - September 30, 2005
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CORPUS CHRISTI, TX
Past
January 27, 1999 - May 15, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CORPUS CHRISTI, TX
Past
June 11, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
June 11, 1990 - November 16, 1998
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/24/2012)
RR
California(3/25/2015)
RR
Colorado(6/14/2018)
RR
Indiana(2/27/2023)
RR
Louisiana(4/6/2017)
RR
Michigan(5/14/2020)
RR
New Mexico(8/12/2014)
RR
Oklahoma(6/23/2016)
RR
South Carolina(8/17/2010)
RR
Texas(4/20/2010)
IAR
Texas(7/9/2018)
RR
Washington(2/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MCNALLY FINANCIAL SERVICES CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
California
Registered Investment Advisory firm - SEC (11/9/2009 Approved)Florida
Registered Investment Advisory firm - SEC (3/4/2016 Approved)Nevada
Registered Investment Advisory firm - SEC (8/27/2014 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/10/2022 Approved)Texas
Registered Investment Advisory firm - SEC (8/20/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
16414 San Pedro Suite 930, San Antonio, TX 78232-5185
Mailing Address
P.o. Box 701928, San Antonio, TX 78270-1928
Phone number
(210) 545-7080
Established
Texas since 04/11/2002
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
29
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
