Gary J. Mahaffey
Professional summary
Gary John Mahaffey is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC .
Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 4 firms and has passed the Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary John Mahaffey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 135 Bishopsgate, London, EC2M 3TPFebruary 15, 2002 - June 30, 2023
ICAP SECURITIES USA LLC
May 23, 1994 - January 25, 2002
ICAP SECURITIES USA LLC
February 28, 1991 - September 23, 1992
FUNDAMENTAL BROKERS
June 19, 1990 - February 28, 1991
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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