Leonard Feingold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Feingold was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1959. Leonard had worked at 12 firms and has passed the Series 5 and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2001 - March 30, 2004
MIDSOUTH CAPITAL, INC.
July 21, 1997 - September 7, 2001
FIRST SECURITY INVESTMENTS, INC.
January 31, 1995 - June 17, 1997
AEGIS CAPITAL CORP.
January 9, 1995 - January 17, 1995
MEYERS POLLOCK ROBBINS, INC.
February 28, 1994 - August 3, 1999
THE STAMFORD COMPANY, INC.
January 4, 1994 - January 26, 1994
STATEN SECURITIES CORPORATION
November 22, 1977 - August 6, 1990
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
April 20, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
February 16, 1971 - May 16, 1976
SHIELDS MODEL ROLAND INCORPORATED
July 2, 1970 - March 8, 1971
F I DUPONT GLORE FORGAN & CO
October 29, 1959 - April 30, 1971
HIRSCH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/6/1977
AMEX Put and Call ExamCurrent Firm
MIDSOUTH CAPITAL, INC.
CRD#: 35039 / SEC#: , 8-46620
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILL, MARK DAVID | CHAIRMAN, BOARD MEMBER, AND SHAREHOLDER | 1056054 |
| CAMPBELL, CYNTHIA H | BOARD MEMBER | |
| HILL, EDWARD DAVID JR | SHAREHOLDER | |
| HILL, ROBIN | SHAREHOLDER | |
| JAMA HOLDINGS | SHAREHOLDER | |
| BATEH, RONALD JAMES | PRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER | 869380 |
| BRUSH, EDWARD | BOARD MEMBER | |
| MURRAY, SANDRA ANN | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 1407964 |
| ROYSTER, COLLIN HARDING | REGISTERED PRINCIPAL | 843043 |
| VOOS, VIRGINIA LAWRENCE | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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