Catherine S. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Sue Kennedy, who also goes by Catherine S Kennedy, Catherine Willadson, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1990. Catherine had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2005 - December 31, 2013
GFELLER & KENNEDY
June 3, 2004 - December 31, 2004
GFELLER & KENNEDY
April 4, 2003 - December 31, 2016
LPL FINANCIAL LLC
April 4, 2003 - December 31, 2016
LPL FINANCIAL LLC
May 23, 1990 - April 17, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 16, 1990 - April 17, 2003
IDS LIFE INSURANCE COMPANY
May 16, 1990 - April 17, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GFELLER & KENNEDY
CRD#: 128230 / SEC#:
Contact information
Red Flags
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