Leslie A. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Alan Webb was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1990. Leslie had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2015 - February 14, 2024
WEBB FINANCIAL GROUP
September 13, 2005 - October 6, 2014
FOCUS FINANCIAL
August 30, 1999 - October 1, 2014
OSAIC WEALTH, INC.
August 31, 1994 - September 4, 1996
FSC SECURITIES CORPORATION
August 3, 1990 - September 19, 1994
LPL FINANCIAL LLC
Primary Firm SEC Registration
WEBB FINANCIAL GROUP
CRD#: 106617 / SEC#: 801-39985
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEBB FINANCIAL GROUP
CRD#: 106617 / SEC#: 801-39985
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 371,209,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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