Ashley B. Varner

TCP ASSET MANAGEMENT

Greensburg, PA 15601

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CRD#: 2056529

Professional summary

Ashley Brian Varner is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Greensburg, Pennsylvania and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Greensburg, Pennsylvania.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Ashley has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ASHLEY B VARNER - AGENT - NON-VARIABLE INSURANCE - GREENSBURG, PA - SINCE 12/1996 - INVESTMENT RELATED 2.) ASHLEY B VARNER - VICE PRESIDENT WEALTH MANAGEMENT - NOTARY - GREENSBURG, PA - SINCE 01/1988 - INVESTMENT RELATED 3.) TCP ASSET MANAGEMENT, LLC - VICE PRESIDENT WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR - GREENSBURG, PA - SINCE 01/2025 - INVESTMENT RELATED 4.) TCP ASSET MANAGEMENT - VICE PRESIDENT WEALTH MANAGEMENT - DBA NAME FOR MARKETING PURPOSES ONLY - GREENSBURG, PA - SINCE 01/2025 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Brian Varner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2023 - Present

TCP ASSET MANAGEMENT, LLC

Office #1: 1001 Tower Way, Greensburg, PA 15601

RIA

CRD#: 286037

Greensburg, PA

Current

April 2, 2018 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 1001 Tower Way, Greensburg, PA 15601

RIA

CRD#: 20804

Greensburg, PA

Past

April 2, 2018 - January 26, 2024

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

February 14, 2013 - April 3, 2018

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

GREENSBURG, PA

Past

February 13, 2013 - April 3, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

GREENSBURG, PA

Past

December 15, 2004 - February 13, 2013

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

GREENSBURG, PA

Past

October 25, 2004 - February 13, 2013

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

GREENSBURG, PA

Past

August 1, 2003 - November 5, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

December 13, 1999 - January 28, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

GREENSBURG, PA

Past

May 13, 1999 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

August 2, 1996 - May 13, 1999

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

August 15, 1995 - August 19, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 23, 1992 - December 31, 1992

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

August 24, 1990 - December 31, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/21/2021)

Delaware
(4/2/2018)

Florida
(4/2/2018)

Georgia
(11/19/2018)

Illinois
(4/2/2018)

Maryland
(4/2/2018)

Minnesota
(4/2/2018)

Nevada
(4/2/2018)

New Jersey
(4/2/2018)

New York
(11/6/2024)

North Carolina
(4/2/2018)

Ohio
(4/2/2018)

Pennsylvania
(4/2/2018)

IAR

Pennsylvania
(1/31/2023)

Rhode Island
(10/8/2020)

South Carolina
(10/17/2022)

Tennessee
(4/2/2018)

Virginia
(4/3/2018)

West Virginia
(7/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

5000 Horizons Drive, Upper Arlington, OH 43220

Mailing Address

Phone number

(614) 761-9378

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	3,930
AUM (Assets Under Management)	$ 822,130,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ashley B. Varner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Brian Varner's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

JANNEY MONTGOMERY SCOTT LLC

MONY SECURITIES CORPORATION

AMERICAN CAPITAL CORPORATION

PFS INVESTMENTS INC.

Primary Firm SEC Registration

TCP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2004

Series 63

Date: 8/14/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1996

Series 6

Date: 8/14/1995

Series 24

Date: 6/26/2001

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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