Kevin A. Sandrock
Professional summary
Kevin Alan Sandrock, who also goes by Kevin Sandrock, is a registered financial advisor currently at ECLIPSE ASSET MANAGEMENT LLC located in Milwaukee, Wisconsin.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Alan Sandrock's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2006 - Present
ECLIPSE ASSET MANAGEMENT LLC
October 19, 2005 - November 29, 2005
TERRA NOVA FINANCIAL, LLC
October 25, 2000 - February 17, 2005
ABN AMRO CLEARING USA LLC
August 18, 2000 - September 27, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2006)
Exams
Current Firm
ECLIPSE ASSET MANAGEMENT LLC
CRD#: 137734 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 13,612,705 |
Red Flags
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