Eric Garrard Nordberg
Professional Summary
Eric Garrard Nordberg is a registered financial advisor currently at CFCI located in East Lansing, Michigan and J.W. COLE FINANCIAL, INC. located in East Lansing, Michigan. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Eric has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
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FOGUTH WEALTH MANAGEMENT, LLC.
Current Firm
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.
Contact Information
Main Address
674 S. College Avenue, Bloomington, IN 47403Phone Number
(812) 334-3190# of Employees
22SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,083AUM (Assets Under Management)
$595,565,339Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FOGUTH WEALTH MANAGEMENT, LLC.
Primary Firm SEC Registration
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.
State Registrations and Notice Filings
(9/23/2011)
(9/23/2011)
(11/8/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Garrard Nordberg's CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.