Drew A. Marchitello

DELTA INVESTMENT MANAGEMENT

West Sacramento, CA

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CRD#: 2056506

Professional summary

Drew A Marchitello, who also goes by Drew Allen Marchitello, is a registered financial advisor currently at DELTA INVESTMENT MANAGEMENT, LLC located in West Sacramento, California.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Drew has worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Allen Marchitello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent; not investment related; same address; insurance sales; independent insurance producer; 03/2010; approximately 2 hours/month which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew A Marchitello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2024 - Present

DELTA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 149596

West Sacramento, CA

Past

July 8, 2021 - March 28, 2024

PERIGON WEALTH MANAGEMENT, LLC

RIA

CRD#: 131037

WEST SACRAMENTO, CA

Past

October 1, 2012 - May 21, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

FREMONT, CA

Past

October 1, 2012 - May 21, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

FREMONT, CA

Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CASTRO VALLEY, CA

Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CASTRO VALLEY, CA

Past

November 15, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

BELLAIRE, OH

Past

November 15, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 21, 2004 - November 24, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

January 1, 2004 - May 18, 2004

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

January 1, 2004 - May 18, 2004

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

June 9, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

PITTSBURGH, PA

Past

June 1, 2002 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

May 9, 2001 - June 1, 2002

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

July 6, 1999 - May 1, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 26, 1998 - July 6, 1999

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

June 24, 1994 - June 4, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 24, 1994 - June 4, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 19, 1990 - June 30, 1994

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

July 10, 1990 - October 25, 1990

ROYAL FINANCIAL GROUP, INC.

CRD#: 17844

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA INVESTMENT MANAGEMENT, LLC

CRD#: 149596 / SEC#: 801-114006

RIA

Registered Investment Advisory firm - (9/19/2018 Approved)

California

Registered Investment Advisory firm - (11/13/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/19/2018 Terminated)

Nevada

Registered Investment Advisory firm - (11/29/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2018 Terminated)

Washington

Registered Investment Advisory firm - (10/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/27/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 3/27/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/27/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/27/2024

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/27/2024

Registered Options Principal Examination

Current Firm

DELTA INVESTMENT MANAGEMENT, LLC

CRD#: 149596 / SEC#: 801-114006

RIA

Registered Investment Advisory firm - (9/19/2018 Approved)

California

Registered Investment Advisory firm - (11/13/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

Illinois

Registered Investment Advisory firm - (9/19/2018 Terminated)

Nevada

Registered Investment Advisory firm - (11/29/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2018 Terminated)

Washington

Registered Investment Advisory firm - (10/21/2018 Terminated)

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Contact information

Main Address

708 Montgomery Street, San Francisco, CA 94111

Mailing Address

204 E. 2nd Avenue, #906, San Mateo, CA 94401

Phone number

(415) 249-6337

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/13/2025)

BROCHURE SUPPLEMENT - ANDREW HOUGHTON (6/13/2025)

BROCHURE SUPPLEMENT - NICHOLAS ATKESON (6/13/2025)

Regulatory assets under management

Total Number of Accounts	2,625
AUM (Assets Under Management)	$ 770,787,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Drew A. Marchitello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew A Marchitello's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGON WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

RAYMOND JAMES FINANCIAL SERVICES, INC.

BNY MELLON SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LINCOLN INVESTMENT

ROYAL FINANCIAL GROUP, INC.

Primary Firm SEC Registration

DELTA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1998

Series 63

Date: 7/20/1990

Series 7TO

Date: 3/27/2024

Series 6TO

Date: 3/27/2024

Series 52TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/9/1990

Series 24

Date: 3/27/2024

Series 53

Date: 3/27/2024

Series 4

Date: 3/27/2024

Current Firm

DELTA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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