David B. Feinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Benjamin Feinberg was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1968. David had worked at 7 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2002 - December 20, 2012
J.H. DARBIE & CO., INC.
September 5, 1996 - February 13, 2002
BISHOP, ROSEN & CO., INC.
March 7, 1994 - August 28, 1996
WALSH MANNING SECURITIES, LLC
October 11, 1991 - February 11, 1993
PRENTICE SECURITIES, INCORPORATED
October 3, 1988 - October 22, 1991
DOMINICK & DICKERMAN LLC
November 24, 1987 - October 3, 1988
DOMIK CORP.
January 2, 1968 - December 22, 1987
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/10/1992
AMEX Put and Call ExamSeries 1
Date: 3/31/1965
Registered Representative ExaminationCurrent Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
