Mathew S. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew Sheldon Martin, who also goes by Mat Martin, was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 1990. Mathew had worked at 5 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2001 - December 31, 2013
MFP CAPITAL, LLC
July 23, 1997 - November 30, 2000
WILLIAM O'NEIL SECURITIES
September 27, 1995 - May 21, 1997
COWEN PRIME SERVICES TRADING LLC
June 1, 1992 - August 1, 1995
MONTGOMERY SECURITIES
May 22, 1990 - March 18, 1992
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MFP CAPITAL, LLC
CRD#: 136137 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Active | 1/2/2014 |
Red Flags
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