David F. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Franklin Evans, who also goes by Dave Evans, David F Evans, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2019 - December 31, 2021
Q FINANCIAL DESIGN
April 7, 2010 - December 31, 2015
Q FINANCIAL DESIGN
April 11, 2006 - December 31, 2008
CETERA WEALTH SERVICES, LLC
May 9, 2005 - April 21, 2006
WOODBURY FINANCIAL SERVICES, INC.
March 13, 2002 - May 24, 2005
VALIC FINANCIAL ADVISORS, INC.
May 10, 1990 - January 23, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
Q FINANCIAL DESIGN
CRD#: 152066 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
