Roger C. Kruse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Charles Kruse was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1990. Roger had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2012 - May 16, 2019
FFP WEALTH MANAGEMENT
November 15, 1999 - February 21, 2006
EQUITAS AMERICA, LLC
May 8, 1997 - November 16, 1999
FSC SECURITIES CORPORATION
October 15, 1993 - May 20, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 13, 1992 - October 13, 1993
OSAIC WEALTH, INC.
May 22, 1990 - March 17, 1992
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FFP WEALTH MANAGEMENT
CRD#: 115155 / SEC#: 801-64379
Contact information
Red Flags
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