Robert M. Fehrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Malone Fehrman, who also goes by Bob Fehrman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 13 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 5, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2013 - January 24, 2022
MSC - BD, LLC
May 23, 2012 - May 31, 2013
RICHFIELD ORION INTERNATIONAL, INC.
January 3, 2005 - April 30, 2012
WFG INVESTMENTS, INC.
December 7, 1999 - December 31, 2004
PRO-INTEGRITY SECURITIES, INC.
July 31, 1996 - November 19, 1999
SUNPOINT SECURITIES, INC.
June 26, 1995 - July 23, 1996
CHARLOTTE S. COHEN & COMPANY, INC.
August 30, 1994 - July 31, 1995
TEXAS CAPITAL SECURITIES, INC.
January 24, 1990 - March 30, 1994
ADVEST, INC.
January 25, 1983 - December 20, 1989
WESTPORT FINANCIAL GROUP, INC.
October 13, 1980 - January 31, 1983
PRUDENTIAL EQUITY GROUP, LLC
March 9, 1978 - November 10, 1980
MORGAN STANLEY DW INC.
October 17, 1974 - March 9, 1978
DEAN WITTER & CO. INCORPORATED
March 8, 1974 - November 11, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 1/26/1990
AMEX Put and Call ExamSeries 5
Date: 11/16/1981
Interest Rate Options ExaminationSeries 1
Date: 3/6/1974
Registered Representative ExaminationSeries 40
Date: 2/25/1978
Registered Principal ExaminationCurrent Firm
MSC - BD, LLC
CRD#: 142927 / SEC#: , 8-67511
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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