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Matthew John Ryan

CRD# 2055478·Registered 1990 - 2009
Barred: Matthew John Ryan was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Matthew John Ryan was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1990 - 2009. Matthew had worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

HAZARD & SIEGEL, INC.·CRD# 2048
BD
Troy, NY
February 5, 2004 - December 24, 2009
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
July 9, 1997 - August 5, 2003
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
August 27, 1990 - June 25, 1997
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 27, 1990 - June 25, 1997

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Current Firm

H&
HAZARD & SIEGEL, INC.

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: 8-13942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone Number

(315) 414-0722

Established

New York since 06/15/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOSEPH, ALEXANDER SOTIR JRCHIEF EXECUTIVE OFFICER1092307
MULLEN, DAVID MARKPRESIDENT/CHIEF COMPLIANCE OFFICER1327419

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1991About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1990About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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