TC
Terry R. Coapstick
GWN SECURITIES
Merritt Island, FL 32953
Some features on this profile are disabled
CRD#: 2055448
TC
Professional summary
Terry Ross Coapstick is a registered financial advisor currently at GWN SECURITIES INC. located in Merritt Island, Florida.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Terry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; SAME AS BRANCH; INV RELATED; DIRECT SALES OF LIFE INSURANCE, ANNUITIES, LTC, DISABILITY INSURANCE; AGENT; START DATE=5/2003; HRS/MO=20; TRADING HRS/MO=0; DIRECT SALES OF INSURANCE PRODUCTS, TRAIN NEW ASSOCIATES *COAPSTICK & ASSOCIATES, INC; SAME AS BRANCH; DBA STRICTLY FOR TAX PURPOSES; PRESIDENT; START DATE= 6/2004; HRS/MO=0; TRADING HRS/MO=0; DBA ONLY USED FOR TAX FILING PURPOSES EPICPRO FINANCIAL MANAGEMENT, LLC POSITION: general partner NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2020 ADDRESS: 100 PARNELL ST STE G, MERRITT ISLAND FL 32953-4827, United States DESCRIPTION: Personal life and annuity salesand1/3rdowner of the insurance brokerage company,with limited management duties HERITAGE LIVING TRUSTS POSITION: referral rep NATURE: Heritage Living Trusts is a Trust Preparation Company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2021 ADDRESS: 4113 Scotts Valley Dr, Scotts Valley CA 95066, United States DESCRIPTION: I recommend to my clients to look into Heritage Living Trusts as an option if they are in the market for a Trust COAPSTICK FINANCIAL, Is Investment Related, DBA, Financial Professional, 08/02/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Ross Coapstick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terry Ross Coapstick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2019 - Present
GWN SECURITIES INC.
Office #1: 100 Parnell Street Suite G, Merritt Island, FL 32953RIA
BD
CRD#: 128929
Merritt Island, FL
Current
August 1, 2019 - Present
GWN SECURITIES INC.
Office #1: 100 Parnell Street Suite G, Merritt Island, FL 32953RIA
BD
CRD#: 128929
Merritt Island, FL
Past
June 16, 2017 - August 8, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Merritt Island, FL
Past
June 15, 2017 - August 8, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Merritt Island, FL
Past
January 18, 2013 - June 27, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
MERRITT ISLAND, FL
Past
January 4, 2006 - June 23, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
MERRITT ISLAND, FL
Past
June 10, 2003 - December 31, 2005
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
May 8, 1990 - May 30, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2019)
RR
Arkansas(12/1/2022)
RR
California(8/1/2019)
RR
Colorado(8/1/2019)
RR
Florida(8/1/2019)
IAR
Florida(8/15/2019)
RR
Illinois(8/1/2019)
RR
Indiana(8/1/2019)
RR
Kentucky(11/27/2023)
RR
Louisiana(7/25/2025)
RR
Massachusetts(11/19/2019)
RR
New York(8/1/2019)
RR
North Carolina(8/1/2019)
RR
Ohio(8/1/2019)
RR
Pennsylvania(1/9/2024)
RR
South Carolina(11/19/2019)
RR
Tennessee(8/1/2019)
RR
Virginia(9/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
