Kevin B. Wedwaldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Barry Wedwaldt was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 27, Series 12, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2015 - December 31, 2017
INTE SECURITIES LLC
February 2, 2015 - June 29, 2015
FTX CAPITAL MARKETS LLC
November 4, 2011 - February 2, 2015
PLANNER SECURITIES LLC
November 9, 2009 - January 4, 2011
TRADESTATION SECURITIES, INC.
June 3, 1999 - March 31, 2010
FARINA & ASSOCIATES, INC.
September 3, 1993 - June 15, 1994
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 27, 1992 - September 13, 1993
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/17/2007
Limited Representative-Equity Trader ExamSeries 12
Date: 10/1/2000
NYSE Branch Manager ExaminationCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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