Judith K. Fehlig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Kathryn Fehlig was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1973. Judith had worked at 5 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2001 - October 30, 2001
BURNHAM SECURITIES INC.
November 4, 1996 - September 14, 1999
CIBC WORLD MARKETS CORP.
April 3, 1992 - November 7, 1996
J.P. MORGAN SECURITIES LLC
March 15, 1978 - April 29, 1992
SALOMON BROTHERS INC.
May 3, 1973 - April 9, 1978
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 4/30/1973
Registered Representative ExaminationSeries 40
Date: 10/30/1978
Registered Principal ExaminationCurrent Firm
BURNHAM SECURITIES INC.
CRD#: 22549 / SEC#: 801-65646, 8-39788
Contact information
Disclosures
| Regulatory Event | 6 |
Red Flags
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