Catherine E. Mccabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Ellen Mccabe, who also goes by Kate Mccabe, Catherine Ellen Mccable, Kate Spindler, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1995. Catherine had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2020 - April 9, 2024
WEISS MULTI-STRATEGY FUNDS LLC
March 25, 2004 - November 2, 2018
OPPENHEIMER & CO. INC.
January 21, 2003 - March 8, 2004
RESRV PARTNERS, INC.
April 7, 2000 - December 20, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
March 1, 1996 - March 13, 2000
MUTUAL OF AMERICA SECURITIES LLC
March 1, 1996 - March 13, 2000
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
October 25, 1995 - February 14, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEISS MULTI-STRATEGY FUNDS LLC
CRD#: 130991 / SEC#: , 8-66414
Contact information
Documents
Red Flags
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