Martin J. Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Joseph Feeney, who also goes by Martin Joseph Feeney Jr, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1970. Martin had worked at 11 firms and has passed the Series 63, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2008 - June 29, 2012
GLEACHER & COMPANY SECURITIES, INC.
January 3, 2006 - October 16, 2008
BROADPOINT DESCAP
January 18, 2005 - December 20, 2005
MAXIM GROUP LLC
September 2, 2004 - January 4, 2005
MFR SECURITIES, INC.
December 3, 2003 - August 27, 2004
ADVEST, INC.
November 23, 1998 - April 30, 2003
BROADPOINT DESCAP
March 15, 1995 - October 15, 1998
PRUDENTIAL EQUITY GROUP, LLC
May 17, 1994 - March 30, 1995
MIZUHO SECURITIES USA LLC
July 25, 1987 - June 19, 1992
MERRILL LYNCH GOVERNMENT SECURITIES INC.
December 5, 1980 - May 10, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 1975 - December 30, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 1, 1970 - June 19, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/17/1981
AMEX Put and Call ExamSeries 000
Date: 8/28/1970
General Securities Principal ExaminationSeries 1
Date: 8/28/1970
Registered Representative ExaminationCurrent Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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