John L. Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Louis Feeney was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1997 - January 4, 1999
1717 CAPITAL MANAGEMENT COMPANY
October 8, 1997 - November 16, 1998
OSAIC WEALTH, INC.
February 4, 1993 - June 23, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 30, 1984 - December 1, 1992
JOHN HANCOCK DISTRIBUTORS LLC
May 4, 1982 - June 15, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
May 25, 1973 - November 1, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 25, 1973 - November 1, 1983
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/21/1973
Registered Representative ExaminationCurrent Firm
1717 CAPITAL MANAGEMENT COMPANY
CRD#: 4082 / SEC#: , 8-14657
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
