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Hubert John Feehan

CRD# 205455·Registered 1968 - 2011
Previously Registered: Being a previously registered professional could mean that Hubert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hubert John Feehan, who also goes by Hugh Feehan, was a registered financial advisor. Hubert was a previously registered financial professional and started their career in finance 1968 - 2011. Hubert had worked at 12 firms and has passed the Series 63, PC, Series 1, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hugh Feehan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

MORPHEUS SECURITIES LLC·CRD# 45561
BD
West Orange, NJ
August 25, 2009 - December 31, 2011
STANFORD GROUP COMPANY·CRD# 39285
BD
Washington, DC
January 4, 2005 - January 7, 2009
UBS CAPITAL MARKETS L.P.·CRD# 2692
BD
Stamford, CT
September 2, 2000 - December 19, 2003
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
San Francisco, CA
November 1, 1996 - December 19, 2003
LYNCH, JONES & RYAN LLC·CRD# 3198
BD
New York, NY
April 6, 1995 - November 1, 1996
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
July 29, 1994 - April 13, 1995
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
September 1, 1992 - June 17, 1994
BARCLAYS DE ZOETE WEDD INCORPORATED·CRD# 16080
BD
New York, NY
August 30, 1990 - May 2, 1991
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
January 6, 1977 - March 5, 1990
DREXEL BURNHAM & CO. INCORPORATED·CRD# 7013
BD
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED·CRD# 116
BD
December 13, 1972 - February 6, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
June 11, 1968 - January 18, 1973

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Current Firm

MS
MORPHEUS SECURITIES LLC

DAWNTREADER CAPITAL LLC | SPRUCE STREET CAPITAL, LLC | SPRUCE STREET CAPITAL LLC | MORPHEUS SECURITIES LLC | ML CAPITAL LLC

CRD#: 45561 / SEC#: 8-51102
BD
Terminated by SEC on 12/30/2016

Contact Information

Established

Delaware since 05/29/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RHINO FINANCIAL GROUP LLCOWNER—
DEMPSEY, JOSEPH MATTHEWCEO & CCO1689905
MOY, JENNIFER RUBYFINOP4154414

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1979About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 1 — Registered Representative Examination

Passed Jun 1968

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1990

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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