Adam G. Gilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam G Gilman was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1991. Adam had worked at 11 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2002 - June 27, 2003
SALOMON GREY FINANCIAL CORPORATION
November 1, 2001 - March 20, 2002
SALOMON GREY FINANCIAL CORPORATION
August 30, 2001 - November 21, 2001
SHELMAN SECURITIES CORP.
October 20, 2000 - September 19, 2001
NATIONAL SECURITIES CORPORATION
November 3, 1999 - August 22, 2000
SALOMON GREY FINANCIAL CORPORATION
March 23, 1999 - October 20, 1999
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
October 2, 1998 - December 23, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
May 15, 1998 - September 17, 1998
LLOYD WADE SECURITIES INC.
November 11, 1996 - May 7, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
March 8, 1994 - October 25, 1996
J.P. MORGAN SECURITIES LLC
January 5, 1993 - March 15, 1994
BURNETT, GREY & CO., INC.
June 2, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
February 24, 1992 - June 18, 1992
MAYFAIR SECURITIES LIMITED
September 30, 1991 - December 24, 1991
MAYFAIR SECURITIES LIMITED
September 12, 1991 - September 18, 1991
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
