Lance R. Keesling

INDY ADVISORS.

Indianapolis, IN

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CRD#: 2054483

Professional summary

Lance Randal Keesling is a registered financial advisor currently at INDY ADVISORS, LLC. located in Indianapolis, Indiana.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Lance has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Randal Keesling's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2010 - Present

INDY ADVISORS, LLC.

RIA

CRD#: 152791

Indianapolis, IN

Past

July 6, 2009 - March 4, 2010

QA3 FINANCIAL LLC

RIA

CRD#: 104957

INDIANAPOLIS, IN

Past

July 6, 2009 - March 4, 2010

QA3 FINANCIAL CORP.

CRD#: 14754

INDIANAPOLIS, IN

Past

June 25, 2009 - July 6, 2009

WELLSPRING WEALTH MANAGEMENT LLC

RIA

CRD#: 134834

INDIANAPOLIS, IN

Past

August 29, 2005 - July 8, 2009

MEADOWBROOK SECURITIES LLC

CRD#: 10578

INDIANAPOLIS, IN

Past

June 20, 2005 - December 31, 2007

WELLSPRING WEALTH MANAGEMENT LLC

RIA

CRD#: 134834

INDIANAPOLIS, IN

Past

April 7, 2005 - July 6, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

INDIANAPOLIS, IN

Past

March 11, 2005 - July 6, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

INDIANAPOLIS, IN

Past

February 3, 2003 - March 21, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Past

November 26, 1990 - March 21, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 19, 1990 - October 2, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/28/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/7/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

INDY ADVISORS, LLC.

CRD#: 152791 / SEC#:

Florida

Registered Investment Advisory firm - (5/14/2020 Terminated)

Indiana

Registered Investment Advisory firm - (1/28/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Indianapolis, IN

Mailing Address

Phone number

(317) 679-4930

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 9,019,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lance R. Keesling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Randal Keesling's CRS (Customer Relationship Summary).

Certified licenses

Experience

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

WELLSPRING WEALTH MANAGEMENT LLC

MEADOWBROOK SECURITIES LLC

WELLSPRING WEALTH MANAGEMENT LLC

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2003

Series 63

Date: 6/28/1990

Series 7

Date: 5/19/1990

Series 8

Date: 5/7/1993

Current Firm

INDY ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INDY ADVISORS, LLC.

TRUST BUT VERIFY

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