Diane Brewer

BROOKSTONE WEALTH ADVISORS

Laguna Hills, CA 92653

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CRD#: 2054378

Professional summary

Diane Brewer, who also goes by Di Brewer, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Laguna Hills, California.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Diane has worked at 21 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Di Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ABUNDANCE ASSET MANAGEMENT GROUP, INC, Title: PRESIDENT/OWNER, Description: FIXED INSURANCE SALES, Start Date: 07-01-2022, Address: 23046 AVENIDA DE LA CAROLOTA SUITE 644 LAGUNA HILLS, CA, USA, 92653;, Investment-related? NO, Hours per month: 100, During trading hours: 5 (2) GREEN POWER 4 ALL INC., Title: CFO Description: FINANCIAL OVERSIGHT, STRATEGIC FINANCIAL PLANNING&REPORTING AND GRANT & FUND MANAGEMENT AND FINANCIAL COMPLIANCE., Start Date: 9/21/2023, Address: 1610 E GETTYSBURG AVENUE; Investment-related? NO, Hours per month: 5-10, During trading hours:0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Brewer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 23046 Avenida De La Carlota #430, Laguna Hills, CA 92653

RIA

CRD#: 137658

Laguna Hills, CA

Past

May 29, 2019 - January 9, 2024

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Laguna Hills, CA

Past

June 20, 2017 - June 5, 2018

SOWELL MANAGEMENT

RIA

CRD#: 127145

Santa Barbara, CA

Past

June 24, 2015 - May 1, 2017

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

May 19, 2014 - June 21, 2017

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

HENDERSON, NV

Past

June 22, 2012 - December 31, 2013

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

LAS VEGAS, NV

Past

June 12, 2012 - December 31, 2013

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

LAS VEGAS, NV

Past

November 3, 2010 - May 31, 2012

FA ADVISOR NETWORK, LLC.

RIA

CRD#: 154304

HENDERSON, NV

Past

October 19, 2009 - June 15, 2010

RIDGEWAY & CONGER, INC.

CRD#: 113055

HENDERSON, NV

Past

October 9, 2009 - June 15, 2010

RIDGEWAY CONGER ADVISORY SERVICES

RIA

CRD#: 139372

HENDERSON, NV

Past

January 16, 2008 - September 17, 2008

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

HENDERSON, NV

Past

August 2, 2007 - December 6, 2007

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

HENDERSON, NV

Past

August 2, 2007 - December 7, 2007

USA ADVANCED PLANNERS INC.

CRD#: 131282

HENDERSON, NV

Past

February 27, 2007 - July 31, 2007

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

HENDERSON, NV

Past

September 3, 2004 - April 11, 2005

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

September 22, 2003 - May 10, 2004

GREAT EASTERN SECURITIES, INC.

CRD#: 2061

NEW YORK, NY

Past

October 14, 2002 - October 15, 2003

U.S. BROKERAGE, INC.

CRD#: 39307

COLUMBUS, OH

Past

August 21, 2002 - October 11, 2002

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

February 6, 2002 - August 21, 2002

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

April 30, 1999 - December 31, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 28, 1997 - December 31, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

December 2, 1996 - October 15, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

June 5, 1992 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 5, 1992 - March 28, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2024)

IAR

Colorado
(1/5/2024)

IAR

Illinois
(1/12/2024)

IAR

Nevada
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diane Brewer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Brewer's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUE CAPITAL MANAGEMENT, LLC

SOWELL MANAGEMENT

PARTNERVEST ADVISORY SERVICES LLC

FIRST ADVISORS NATIONAL, LLC

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

FA ADVISOR NETWORK, LLC.

RIDGEWAY & CONGER, INC.

RIDGEWAY CONGER ADVISORY SERVICES

HORTER INVESTMENT MANAGEMENT, LLC

USA WEALTH MANAGEMENT LLC

USA ADVANCED PLANNERS INC.

1ST DISCOUNT BROKERAGE, INC.

WAVELAND CAPITAL PARTNERS LLC

GREAT EASTERN SECURITIES, INC.

U.S. BROKERAGE, INC.

1ST DISCOUNT BROKERAGE, INC.

ACUMENT SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 12/29/1992

Series 7

Date: 9/15/1999

Series 6

Date: 6/3/1992

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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