Bradford D. Vansiclen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Davis Vansiclen was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1992. Bradford had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2003 - May 7, 2004
SSC NY CORP.
June 14, 2000 - April 14, 2003
JOSEPH GUNNAR & CO. LLC
July 3, 1996 - December 16, 1998
COMMONWEALTH ASSOCIATES
November 3, 1992 - August 31, 1994
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSC NY CORP.
CRD#: 29804 / SEC#: , 8-44559
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
