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GS

Gerald J. Scane

STAR CAPITAL
FAIRHOPE, AL
Some features on this profile are disabled
CRD#: 2054214
GS

Professional summary


Gerald Joseph Scane, who also goes by Jerry Scane, is a registered financial advisor currently at STAR CAPITAL INC. located in Fairhope, Alabama.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gerald has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jerry Scane

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gerald Joseph Scane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 22, 2018 - Present

STAR CAPITAL INC.

RIA
CRD#: 171057
FAIRHOPE, AL
Past

February 7, 1996 - January 8, 2009

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

April 29, 1993 - January 18, 1996

THE GLASER CAPITAL CORPORATION

BD
CRD#: 30113
CINCINNATI, OH
Past

September 22, 1992 - April 26, 1993

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

May 22, 1990 - October 7, 1992

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STAR CAPITAL INC.
RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA
Registered Investment Advisory firm - (8/11/2023 Approved)
Arkansas
Registered Investment Advisory firm - (8/15/2023 Terminated)
Florida
Registered Investment Advisory firm - (8/15/2023 Terminated)
Illinois
Registered Investment Advisory firm - (8/15/2023 Terminated)
Iowa
Registered Investment Advisory firm - (8/15/2023 Terminated)
Louisiana
Registered Investment Advisory firm - (8/15/2023 Terminated)
Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (8/17/2023 Terminated)
New York
Registered Investment Advisory firm - (8/15/2023 Terminated)
Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(3/7/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/18/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SC
STAR CAPITAL INC.
RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA
Registered Investment Advisory firm - (8/11/2023 Approved)
Arkansas
Registered Investment Advisory firm - (8/15/2023 Terminated)
Florida
Registered Investment Advisory firm - (8/15/2023 Terminated)
Illinois
Registered Investment Advisory firm - (8/15/2023 Terminated)
Iowa
Registered Investment Advisory firm - (8/15/2023 Terminated)
Louisiana
Registered Investment Advisory firm - (8/15/2023 Terminated)
Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (8/17/2023 Terminated)
New York
Registered Investment Advisory firm - (8/15/2023 Terminated)
Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)
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Contact information


Main Address
200 Southdale Center, Edina, MN 55435
Mailing Address
Phone number
(651) 444-1116
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts1,572
AUM (Assets Under Management)$ 143,466,937

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STAR CAPITAL INC.

CRD#: 171057Fairhope, AL

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