Scott A. Krim

CLARIS ADVISORS

New York, NY 10036

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CRD#: 2054089

Professional summary

Scott Alan Krim is a registered financial advisor currently at CLARIS ADVISORS, LLC located in New York, New York.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Scott has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Krim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

CLARIS ADVISORS, LLC

Office #1: 3 Times Square 25th Floor, New York, NY 10036

RIA

CRD#: 166357

New York, NY

Past

April 20, 2016 - August 15, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

NEW YORK, NY

Past

January 27, 2006 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Paramus, NJ

Past

January 27, 2006 - August 15, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Paramus, NJ

Past

May 17, 2004 - January 31, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

RIDGEWOOD, NJ

Past

November 20, 2001 - January 31, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 1, 1998 - January 31, 2006

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 30, 1990 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1990

General Securities Representative Examination

Current Firm

CLARIS ADVISORS, LLC

CRD#: 166357 / SEC#:

New York

Registered Investment Advisory firm - (7/22/2014 Approved)

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Contact information

Main Address

3 Times Square 25th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 840-3456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Scott A. Krim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Krim's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARIS ADVISORS, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/25/1990

Current Firm

CLARIS ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

CLARIS ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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