Paul D. Paratore
Professional summary
Paul Douglas Paratore was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Paul had worked at 3 firms, which includes PREFERRED HOLDING CORPORARTION, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2005 - April 23, 2007
PREFERRED HOLDING CORPORARTION
April 18, 1991 - September 13, 2005
METROPOLITAN LIFE INSURANCE COMPANY
April 18, 1991 - September 13, 2005
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREFERRED HOLDING CORPORARTION
CRD#: 45518 / SEC#: , 8-51067
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PREFERRED HOLDING CORPORATION | DIRECT OWNER OF PREFERRED FINANCIAL GROUP | |
| MIBAUM, ELLIOTT RAYMOND | PRESIDENT | 832046 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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