Robert D. Thomson
Professional summary
Robert David Thomson is a registered financial advisor currently at MFS INSTITUTIONAL ADVISORS INC. located in Hingham, Massachusetts and MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert David Thomson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2023 - Present
MFS INSTITUTIONAL ADVISORS INC.
April 11, 2023 - Present
MFS FUND DISTRIBUTORS, INC.
Office #1: 111 Huntington Avenue, Boston, MA 02199January 30, 2020 - April 18, 2022
MMA SECURITIES LLC
April 25, 2019 - April 18, 2022
MMA SECURITIES LLC
February 3, 2015 - January 2, 2018
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 13, 2012 - January 6, 2015
TRANSAMERICA INVESTORS SECURITIES, LLC
February 29, 2008 - May 14, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
November 24, 2005 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
June 21, 2004 - February 2, 2005
FINANCIAL TELESIS INC
July 16, 1998 - July 10, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 6, 1994 - October 3, 1997
MFS FUND DISTRIBUTORS, INC.
December 17, 1993 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 5/14/2024
General Securities Representative ExaminationFINRA
Current Firm
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,260 |
| AUM (Assets Under Management) | $ 111,845,233,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
