Frank H. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Hale Stewart JR, who also goes by Hale Stewart, Stu Stewart, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1990. Frank had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2016 - April 1, 2022
THOMPSON CREEK WEALTH ADVISORS
January 4, 2001 - April 26, 2001
TEJAS SECURITIES GROUP, INC.
January 3, 2001 - January 4, 2001
TEJAS SECURITIES GROUP, INC.
February 22, 2000 - November 30, 2000
VINING-SPARKS IBG, LLC
August 26, 1999 - February 18, 2000
APS FINANCIAL CORPORATION
February 24, 1999 - August 23, 1999
SPIRES FINANCIAL, L.P.
March 5, 1997 - July 14, 1997
SUNCOAST CAPITAL GROUP, LTD.
February 24, 1997 - March 11, 1997
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 20, 1996 - January 23, 1997
JOSEPHTHAL & CO., INC.
May 19, 1992 - December 31, 1992
SUNAMERICA SECURITIES, INC.
June 3, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
April 24, 1990 - June 20, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMPSON CREEK WEALTH ADVISORS
CRD#: 151363 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 91,839,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
