Donald L. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Martin, who also goes by Don Martin III, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1990. Donald had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2013 - July 11, 2013
CHESME CAPITAL MANAGEMENT
August 13, 2012 - March 15, 2013
PRINCIPAL SECURITIES, INC.
August 1, 2012 - March 15, 2013
PRINCIPAL SECURITIES, INC.
June 15, 2011 - August 2, 2012
LPL FINANCIAL LLC
June 1, 2011 - August 2, 2012
LPL FINANCIAL LLC
June 15, 2009 - June 1, 2011
CHASE INVESTMENT SERVICES CORP.
June 12, 2009 - June 1, 2011
CHASE INVESTMENT SERVICES CORP.
April 12, 2006 - June 8, 2009
MSI FINANCIAL SERVICES, INC.
August 15, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 15, 2005 - June 8, 2009
MSI FINANCIAL SERVICES, INC.
June 2, 2005 - September 13, 2005
IDS LIFE INSURANCE COMPANY
June 2, 2005 - September 13, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 29, 1992 - December 30, 1993
LPL FINANCIAL LLC
July 26, 1990 - September 30, 1992
FIRST OF MICHIGAN CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHESME CAPITAL MANAGEMENT
CRD#: 129342 / SEC#: 801-66375
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.