Renwick D. Brutus
Professional summary
Renwick Darcey Brutus is a registered financial advisor currently at OSAIC WEALTH, INC. located in Homosassa, Florida.
Renwick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Renwick has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Renwick Darcey Brutus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Renwick Darcey Brutus's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
January 19, 2024 - Present
OSAIC WEALTH, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
May 28, 2010 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
September 26, 2003 - March 1, 2019
QUESTAR CAPITAL CORPORATION
May 23, 2003 - October 9, 2003
NYLIFE SECURITIES LLC
June 29, 2001 - May 12, 2003
QUESTAR CAPITAL CORPORATION
November 10, 1999 - July 10, 2001
NATIONAL PLANNING CORPORATION
August 21, 1996 - November 2, 1999
OLD KENT FINANCIAL ADVISORS
February 26, 1994 - August 15, 1996
CAPITAL BROKERAGE CORPORATION
November 9, 1993 - February 9, 1994
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.