Katherine J. Wimmer
Professional summary
Katherine Jones Wimmer, CFA, who also goes by Katerine Anita Jones, Katherine Anita Jones, Katherine Jones, is a registered financial advisor currently at WIMMER ASSOCIATES LLC located in Pasadena, California.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Katherine has worked at 2 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Jones Wimmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2003 - Present
WIMMER ASSOCIATES LLC
December 6, 1993 - January 16, 1996
PAYDEN & RYGEL DISTRIBUTORS
Primary Firm SEC Registration
WIMMER ASSOCIATES LLC
CRD#: 125243 / SEC#: 801-62730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2003)
Exams
Current Firm
WIMMER ASSOCIATES LLC
CRD#: 125243 / SEC#: 801-62730
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 147 |
| AUM (Assets Under Management) | $ 441,066,000 |
Red Flags
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