William F. Feather
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Fred Feather was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 4 firms and has passed the Series 1, Series 12 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1980 - February 1, 2001
HERZOG, HEINE, GEDULD, LLC
September 14, 1979 - July 19, 1982
WALLACH SECURITIES OF NEW JERSEY, INC.
May 9, 1972 - March 8, 1980
D. H. WALLACH, INC.
August 10, 1970 - June 14, 1972
BOENNING & SCATTERGOOD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1959
Registered Representative ExaminationSeries 12
Date: 5/6/1980
NYSE Branch Manager ExaminationSeries 00
Date: 12/17/1973
General Securities Principal ExaminationCurrent Firm
HERZOG, HEINE, GEDULD, LLC
CRD#: 2186 / SEC#: , 8-10463
Contact information
Documents
Disclosures
| Regulatory Event | 51 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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