James V. Sisinni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James V Sisinni, who also goes by James Sisinni, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2018. James had worked at 1 firm and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2018 - November 15, 2023
VESTEC CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
VESTEC CAPITAL MANAGEMENT
CRD#: 115215 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 2,240,411 |
Red Flags
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