John D. Audifferen
Professional summary
John Douglas Audifferen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, John had worked at 12 firms, which includes J.P. TURNER & COMPANY L.L.C., SALOMON GREY FINANCIAL CORPORATION, WESTMINSTER SECURITIES CORPORATION, HAPOALIM SECURITIES USA INC., MAY DAVIS GROUP INC., THINKEQUITY LLC, AIBC INVESTMENT SERVICES CORPORATION, JOSEPHTHAL & CO. INC., MELBOURNE GSI CORP., PARAGON CAPITAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2001 - December 5, 2001
J.P. TURNER & COMPANY, L.L.C.
May 24, 2001 - August 13, 2001
SALOMON GREY FINANCIAL CORPORATION
March 23, 2001 - May 18, 2001
WESTMINSTER SECURITIES CORPORATION
August 7, 2000 - March 23, 2001
HAPOALIM SECURITIES USA, INC.
September 22, 1999 - August 1, 2000
MAY, DAVIS GROUP INC.
December 9, 1998 - September 3, 1999
THINKEQUITY LLC
June 19, 1998 - December 23, 1998
AIBC INVESTMENT SERVICES CORPORATION
January 18, 1993 - April 28, 1998
JOSEPHTHAL & CO., INC.
February 18, 1992 - January 4, 1993
MELBOURNE GSI CORP.
June 20, 1991 - February 18, 1992
PARAGON CAPITAL MARKETS, INC.
June 5, 1991 - June 28, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1991 - May 9, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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