David G. Fearheller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gale Fearheller was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1973. David had worked at 5 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2020 - December 31, 2023
FEARHELLER ADVISORS
February 27, 1992 - July 19, 1993
WESTHOFF, CONE & HOLMSTEDT
June 12, 1989 - October 4, 1991
RAUSCHER PIERCE REFSNES, INC.
February 16, 1984 - June 21, 1989
MORGAN STANLEY DW INC.
March 1, 1973 - August 1, 1983
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/14/1984
AMEX Put and Call ExamSeries 1
Date: 2/16/1973
Registered Representative ExaminationCurrent Firm
FEARHELLER ADVISORS
CRD#: 133010 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,800,000 |
Red Flags
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